| Announce Date [Date of Effective Change] | Buyer/ Seller Name [Type*] | S/ W/ U ** | Bought/ (Sold) ('000) | Price ($) | After Trade | Note | |
|---|---|---|---|---|---|---|---|
| No. of Shares ('000) *** | % Held *** | ||||||
| 15/10/15 [14/10/15] |
Wu Chao-Huan [DIR] | S/U | (14,622) | - | 260 | 0.25 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 260200 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.25000000 (Deemed Interest)673,700 Shares were held by Pilot Assets Group Limited prior to the disposal of 413,500 Shares and Mr Wu Chao Huan is deemed interested in such shares by virtue of the 14,208,161 Shares held by China Lion International Limited ("China Lion"). China Lion is deemed interested in the 673,700 Shares held by Pilot Assets Group Limited, by virtue of Pilot Assets Group Limited being owned as to 21.43% by China Lion, which in turn China Lion is owned as to 60% by Mr Wu Chao-Huan. |
| 15/10/15 [14/10/15] |
Hsu Chih-Chien [DIR] | S/U | (14,622) | - | 260 | 0.25 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 260200 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.25000000 (Deemed Interest)Mr Hsu Chih-Chien has a deemed interest in the 14,208,161 Shares held by Sea-Sea Marine Company Limited ("Sea-Sea Marine"), and the 673,700 Shares held by Pilot Asset Group Limited, by virtue of Pilot Assets Group Limited being owned as to 21.43% by Sea-Sea Marine, as the sole beneficial owner of Sea-Sea Marine, Ms Yeh Wen-Yao is an immediate family member of Mr Hsu Chih-Chien. |
| 15/10/15 [14/10/15] |
Sea-Sea Marine Company Limited [SSH] | S/U | (14,622) | - | 260 | 0.25 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$81,403,780 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 260200 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.25000000 (Deemed Interest)673,700 Shares were held by Pilot Assets Group Limited prior to the disposal of 413,500 shares and Sea-Sea Marine Company Limited ("Sea-Sea Marine") is deemed interested in such shares, by virtue of Pilot Assets Group Limited being owned as to 21.43% by Sea-Sea Marine. Ms Yeh Wen-Yao is the sole beneficial owner of Sea-Sea Marine with effect from 12 October 2015 pursuant to the revocation of the trust under which Sea-Sea Marine was a wholly owned subsidiary of Summit Trustees (Cayman) Limited ("Summit Trustees") in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. |
| 15/10/15 [14/10/15] |
Yeh Wen-Yao [SSH] | S/U | (14,622) | - | 260 | 0.25 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$81,403,780 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 260200 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.25000000 (Deemed Interest)Ms Yeh Wen-Yao has a deemed interest in the 14,208,161 Shares held by Sea-Sea Marine Company Limited ("Sea-Sea Marine"), and the 673,700 Shares held by Pilot Assets Group by virtue of Pilot Assets Group Limited being owned as to 21.43% by Sea-Sea Marine, by reason of Ms Yeh Wen-Yao being the sole beneficial owner of Sea-Sea Marine. Ms Yeh Wen-Yao is the sole beneficial owner of Sea-Sea Marine with effect from 12 October 2015 pursuant to the revocation of the trust under which Sea-Sea Marine was a wholly owned subsidiary of Summit Trustees (Cayman) Limited ("Summit Trustees") in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. |
| 15/10/15 [14/10/15] |
China Lion International Limited [SSH] | S/U | (14,622) | - | 260 | 0.25 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$81,403,780 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 260200 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.25000000 (Deemed Interest)China Lion International Limited ("China Lion") is deemed interested in the 673,700 Shares held by Pilot Assets Group, of which 413,500 Shares are being disposed, by virtue of Pilot Assets Group Limited being owned as to 21.43% by China Lion. |
| 15/10/15 [13/10/15] |
Yeh Wen-Yao [SSH] | S/U | 14,882 | - | 14,882 | 14.06 | Note
Remarks
Ms Yeh Wen-Yao became the sole beneficial owner of Sea-Sea Marine with effect from 12 October 2015 pursuant to the revocation of the trust under which Sea-Sea Marine was a wholly owned subsidiary of Summit Trustees (Cayman) Limited ("Summit Trustees") in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 14881861 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 14.06000000 (Deemed Interest)Ms Yeh Wen-Yao has a deemed interest in the 14,208,161 Shares held by Sea-Sea Marine Company Limited ("Sea-Sea Marine"), and the 673,700 Shares held by Pilot Assets Group by virtue of Pilot Assets Group Limited being owned as to 21.43% by Sea-Sea Marine, by reason of Ms Yeh Wen-Yao becoming the sole beneficial owner of Sea-Sea Marine with effect from 12 October 2015 pursuant to the revocation of the trust under which Sea-Sea Marine was a wholly owned subsidiary of Summit Trustees (Cayman) Limited ("Summit Trustees") in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. |
| 14/10/15 [13/10/15] |
Summit Trust International SA [SSH] | S/U | (14,882) | - | NA | NA | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Summit Trust International SA ("Summit Trust International") was deemed interested in the 14,208,161 Shares held by Sea-Sea Marine Company Limited ("Sea-Sea Marine"), and the 673,700 Shares held by Pilot Assets Group by virtue of Pilot Assets Group Limited being owned as to 21.43% by Sea-Sea Marine. Sea-Sea Marine was wholly-owned by Summit Trustees (Cayman) Limited ("Summit Trustees") in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor, and the Summit Trustees is a wholly owned subsidiary of Summit Trust International. Summit Trustees has ceased to be interested in such Shares following the revocation of such trust with effect from 12 October 2015. Summit Trustees is a wholly-owned subsidiary of Summit Trust International SA ("Summit Trust International") and Summit Trust International was deemed interested in the Shares which Summit Trustees was deemed interested in in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. |
| 14/10/15 [13/10/15] |
Summit Trustees (Cayman) Limited [SSH] | S/U | (14,882) | - | NA | NA | Note
Remarks
Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Summit Trustees (Cayman) Limited ("Summit Trustees") was deemed interested in 14,208,161 Shares held by Sea-Sea Marine Company Limited ("Sea-Sea Marine") and the 673,700 Shares held by Pilot Assets Group Limited ("Pilot Assets"), which Sea-Sea Marine is deemed interested by virtue of its 21.43% shareholding in Pilot Assets, as Sea-Sea Marine was a wholly owned subsidiary of Summit Trustees in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. Summit Trustees has ceased to be interested in such Shares following the revocation of such trust with effect from 12 October 2015. Summit Trustees is a wholly-owned subsidiary of Summit Trust International SA ("Summit Trust International") and Summit Trust International was deemed interested in the Shares which Summit Trustees was deemed interested in in its capacity as trustee of a discretionary trust with Ms Yeh Wen-Yao as settlor. |
| 09/10/15 [08/10/15] |
Brilliant Epic Asia Limited [SSH] | S/U | 29,090 | - | 29,090 | 27.47 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$159,122,421 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 29090022 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 27.47000000 (Deemed Interest)Brilliant Epic Asia Limited ("Brilliant Epic") is deemed interested in the 29,090,022 Shares held by Success United Development Limited ("Success United"), which is wholly-owned by Brilliant Epic. Success United Development Limited is wholly-owned by Brilliant Epic Asia Limited, which is in turn wholly owned by Mr. Suen Cho Hung, Paul. |
| 09/10/15 [08/10/15] |
Success United Development Limited [SSH] | S/U | 29,090 | - | 29,090 | 27.47 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$159,122,421 Immediately after the transaction No. of ordinary voting shares/units held: 29090022 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 27.47000000 (Direct Interest); 0.00000000 (Deemed Interest)Success United Development Limited is wholly-owned by Brilliant Epic Asia Limited, which is in turn wholly owned by Mr. Suen Cho Hung, Paul. |
| 09/10/15 [08/10/15] |
Suen Cho Hung, Paul [SSH] | S/U | 29,090 | - | 29,090 | 27.47 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$159,122,421 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 29090022 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 27.47000000 (Deemed Interest)Mr Suen Cho Hung, Paul ("Mr Suen") is deemed interested in the 29,090,022 Shares held by Success United Development Limited ("Success United"), which is wholly owned by Brilliant Epic Asia Limited ("Brilliant Epic"), and which is in turn wholly owned by Mr Suen. Success United is wholly-owned by Brilliant Epic, which is in turn wholly owned by Mr. Suen. |
| 30/09/14 [29/09/14] |
Chen Shin Yung [SSH] | S/U | (40,000) | - | 17,127 | 1.62 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$20,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 17126611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.62000000 (Deemed Interest)Mr Chen Shin Yung is deemed interested in the Shares held by China Harvest Enterprises Limited by virtue of his 100% shareholding interest in China Harvest Enterprises Limited. Mr Chen Shin Yung is deemed interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of China Harvest Enterprises Limited's 21.43% shareholding in Pilot Assets Group Limited. |
| 30/09/14 [29/09/14] |
China Harvest Enterprises Limited [SSH] | S/U | (40,000) | - | 17,127 | 1.62 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$20,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 10389611 (Direct Interest); 6737000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.98000000 (Direct Interest); 0.64000000 (Deemed Interest)China Harvest Enterprises Limited is deemed to be interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of its 21.43% shareholding in Pilot Assets Group Limited |
| 16/09/14 [10/09/14] |
Summit Trust International SA [SSH] | S/U | 148,819 | - | 148,819 | 14.05 | Note
Remarks
Acquisition of deemed interest in the shares in the Listed Issuer held by Sea Sea Marine Company Limited ("SSMC") and Pilot Assets Group Limited ("PAGL"), by reason of a 100% owned subsidiary of the Substantial Shareholder (Summit Trustees (Cayman) Limited) becoming a shareholder in Besco Holdings Limited ("Besco"), upon becoming trustee of a settlement. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 148818611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 14.05500000 (Deemed Interest)Acquisition of deemed interest in the shares in the Listed Issuer held by Sea Sea Marine Company Limited ("SSMC") and Pilot Assets Group Limited ("PAGL"), by reason of a 100% subsidiary of the Substantial Shareholder (Summit Trustees (Cayman) Limited) becoming a shareholder in Besco Holdings Limited ("Besco"), upon becoming trustee of a settlement. |
| 12/09/14 [10/09/14] |
Summit Trustees (Cayman) Limited [SSH] | S/U | 148,819 | - | 148,819 | 14.05 | Note
Remarks
Acquisition of deemed interest in the shares in the Listed Issuer held by Sea Sea Marine Company Limited ("SSMC") and Pilot Assets Group Limited ("PAGL") by reason of the Substantial Shareholder becoming a shareholder in Besco Holdings Limited ("Besco") upon becoming trustee of a settlement, SSMC being a wholly-owned subsidiary of Besco and PAGL being partially owned by SSMC. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 148818611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 14.05500000 (Deemed Interest)Acquisition of deemed interest in the shares in the Listed Issuer held by Sea Sea Marine Company Limited ("SSMC") and Pilot Assets Group Limited ("PAGL") by reason of the Substantial Shareholder becoming a shareholder in Besco Holdings Limited ("Besco") upon becoming trustee of a settlement, SSMC being a wholly-owned subsidiary of Besco and PAGL being partially owned by SSMC. |
| 12/09/14 [10/09/14] |
HSBC Finance (Netherlands) [SSH] | S/U | (148,819) | - | NA | NA | Note
Remarks
HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited, HSBC Private Banking Holdings (Suisse) SA, HSBC Finance (Netherlands) and HSBC Holdings PLC are no longer deemed interested in the shares of the listed issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Pilot Assets Group Limited ("PAGL"), which has direct interest of 0.64% of the shares in the listed issuer, is partially owned by Sea-Sea Marine Company Limited ("SSMC"), which has a direct interest 13.42% of the shares of the listed issuer (and also the indirect interest of 0.64% held by PAGL). SSMC is wholly owned by Besco Holdings Limited, which is, in turn, wholly owned by a trust for which HSBC International Trustee Limited acted as trustee. HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited is no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA, which is, in turn, wholly owned by HSBC Finance (Netherlands). As HSBC International Trustee Limited and HSBC Private Banking Holdings (Suisse) SA are no longer deemed interested in the shares of the listed issuer, HSBC Finance (Netherlands) is also no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA, which is, in turn, wholly owned by HSBC Finance (Netherlands), which is, in turn, wholly owned by HSBC Holdings PLC. |
| 12/09/14 [10/09/14] |
HSBC Holdings PLC [SSH] | S/U | (148,819) | - | NA | NA | Note
Remarks
HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited, HSBC Private Banking Holdings (Suisse) SA, HSBC Finance (Netherlands) and HSBC Holdings PLC are no longer deemed interested in the shares of the listed issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Pilot Assets Group Limited ("PAGL"), which has direct interest of 0.64% of the shares in the listed issuer, is partially owned by Sea-Sea Marine Company Limited ("SSMC"), which has a direct interest 13.42% of the shares of the listed issuer (and also the indirect interest of 0.64% held by PAGL). SSMC is wholly owned by Besco Holdings Limited, which is, in turn, wholly owned by a trust for which HSBC International Trustee Limited acted as trustee. HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited is no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA, which is, in turn, wholly owned by HSBC Finance (Netherlands), which is, in turn, wholly owned by HSBC Holdings PLC. As HSBC International Trustee Limited, HSBC Private Banking Holdings (Suisse) SA and HSBC Finance (Netherlands) are no longer deemed interested in the shares of the listed issuer, HSBC Holdings PLC is also no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA, which is, in turn, wholly owned by HSBC Finance (Netherlands), which is, in turn, wholly owned by HSBC Holdings PLC. |
| 12/09/14 [10/09/14] |
HSBC International Trustee Limited [SSH] | S/U | (148,819) | - | NA | NA | Note
Remarks
HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited, HSBC Private Banking Holdings (Suisse) SA, HSBC Finance (Netherlands) and HSBC Holdings PLC are no longer deemed interested in the shares of the listed issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Pilot Assets Group Limited ("PAGL"), which has direct interest of 0.64% of the shares in the listed issuer, is partially owned by Sea-Sea Marine Company Limited ("SSMC"), which has a direct interest 13.42% of the shares of the listed issuer (and also the indirect interest of 0.64% held by PAGL). SSMC is wholly owned by Besco Holdings Limited, which is, in turn, wholly owned by a trust for which HSBC International Trustee Limited acted as trustee. HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited is no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA, which is, in turn, wholly owned by HSBC Finance (Netherlands), which is, in turn, wholly owned by HSBC Holdings PLC. |
| 12/09/14 [10/09/14] |
HSBC Private Banking Holdings (Suisse) SA [SSH] | S/U | (148,819) | - | NA | NA | Note
Remarks
HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited, HSBC Private Banking Holdings (Suisse) SA, HSBC Finance (Netherlands) and HSBC Holdings PLC are no longer deemed interested in the shares of the listed issuer. Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)Pilot Assets Group Limited ("PAGL"), which has direct interest of 0.64% of the shares in the listed issuer, is partially owned by Sea-Sea Marine Company Limited ("SSMC"), which has a direct interest 13.42% of the shares of the listed issuer (and also the indirect interest of 0.64% held by PAGL). SSMC is wholly owned by Besco Holdings Limited, which is, in turn, wholly owned by a trust for which HSBC International Trustee Limited acted as trustee. HSBC International Trustee Limited ceased to be the trustee of the trust with effect from 10 September 2014. As a result, HSBC International Trustee Limited is no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA. As HSBC International Trustee Limited is no longer deemed interested in the shares of the listed issuer, HSBC Private Banking Holdings (Suisse) SA is also no longer deemed interested in the shares of the listed issuer. HSBC International Trustee Limited is wholly owned by HSBC Private Banking Holdings (Suisse) SA, which is, in turn, wholly owned by HSBC Finance (Netherlands), which is, in turn, wholly owned by HSBC Holdings PLC. |
| 09/06/14 [09/06/14] |
Chen Shin Yung [SSH] | S/U | (20,000) | - | 57,127 | 5.40 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$10,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 57126611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.40000000 (Deemed Interest)Mr Chen Shin Yung is deemed interested in the Shares held by China Harvest Enterprises Limited by virtue of his 100% shareholding interest in China Harvest Enterprises Limited. Mr Chen Shin Yung is deemed interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of China Harvest Enterprises Limited's 21.43% shareholding in Pilot Assets Group Limited. |
| 09/06/14 [09/06/14] |
China Harvest Enterprises Limited [SSH] | S/U | (20,000) | - | 57,127 | 5.40 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$10,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 50389611 (Direct Interest); 6737000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.76000000 (Direct Interest); 0.64000000 (Deemed Interest)China Harvest Enterprises Limited is deemed to be interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of its 21.43% shareholding in Pilot Assets Group Limited. |
| 20/05/14 [20/05/14] |
Chen Shin Yung [SSH] | S/U | (25,000) | - | 77,127 | 7.28 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$15,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 77126611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.28000000 (Deemed Interest)Mr Chen Shin Yung is deemed interested in the Shares held by China Harvest Enterprises Limited by virtue of his 100% shareholding interest in China Harvest Enterprises Limited. Mr Chen Shin Yung is deemed interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of China Harvest Enterprises Limited's 21.43% shareholding in Pilot Assets Group Limited. |
| 20/05/14 [20/05/14] |
China Harvest Enterprises Limited [SSH] | S/U | (25,000) | - | 77,127 | 7.28 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$15,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 70389611 (Direct Interest); 6737000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.64000000 (Direct Interest); 0.64000000 (Deemed Interest)China Harvest Enterprises Limited is deemed to be interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of its 21.43% shareholding in Pilot Assets Group Limited. |
| 21/01/14 [17/01/14] |
Zhou Xunlan [SSH] | S/U | 20,000 | - | 85,952 | 8.12 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$12,000,000 Immediately after the transaction No. of ordinary voting shares/units held: 85952000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 8.12000000 (Direct Interest); 0.00000000 (Deemed Interest) |
| 20/01/14 [17/01/14] |
Chen Shin Yung [SSH] | S/U | (30,444) | - | 102,127 | 9.65 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$18,266,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 102126611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.65000000 (Deemed Interest)Mr Chen Shin Yung is deemed interested in the Shares held by China Harvest Enterprises Limited by virtue of his 100% shareholding interest in China Harvest Enterprises Limited. Mr Chen Shin Yung is deemed interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of China Harvest Enterprises Limited's 21.43% shareholding in Pilot Assets Group Limited. |
| 20/01/14 [17/01/14] |
China Harvest Enterprises Limited [SSH] | S/U | (30,444) | - | 102,127 | 9.65 | Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$18,266,000 Immediately after the transaction No. of ordinary voting shares/units held: 95389611 (Direct Interest); 6737000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 9.01000000 (Direct Interest); 0.64000000 (Deemed Interest)China Harvest Enterprises Limited is deemed to be interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of its 21.43% shareholding in Pilot Assets Group Limited. |
| 09/12/13 [05/12/13] |
Chen Shin Yung [SSH] | S/U | (11,280) | - | 132,571 | 12.52 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$7,230,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 132570611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 12.52000000 (Deemed Interest)Mr Chen Shin Yung is deemed interested in the Shares held by Pronto Star Limited by virtue of his 100% shareholding interest in China Harvest Enterprises Limited. Mr Chen Shin Yung is deemed interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of China Harvest Enterprises Limited's 21.43% shareholding in Pilot Assets Group Limited. |
| 09/12/13 [05/12/13] |
China Harvest Enterprises Limited [SSH] | S/U | (11,280) | - | 132,571 | 12.52 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$7,230,000 Immediately after the transaction No. of ordinary voting shares/units held: 125833611 (Direct Interest); 6737000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 11.88000000 (Direct Interest); 0.64000000 (Deemed Interest)China Harvest Enterprises Limited is deemed to be interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of its 21.43% shareholding in Pilot Assets Group Limied. |
| 05/12/13 [05/12/13] |
Mr Wu Chao Ping [SSH] | S/U | (10,996) | - | 52,325 | 4.94 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$7,020,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 52324874 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.94000000 (Deemed Interest)Mr Wu Chao Ping is deemed interested in the Shares held by Unit Century Enterprises Limited by virtue of his 52% shareholding interest in Unit Century Enterprises Limited. |
| 05/12/13 [05/12/13] |
Mr Wu Cheng-Hua [SSH] | S/U | (10,996) | - | 52,325 | 4.94 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$7,020,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 52324874 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.94000000 (Deemed Interest)Mr Wu Cheng-Hua is deemed interested in the Shares held by Unit Century Enterprises Limited by virtue of his 24% shareholding interest in Unit Century Enterprises Limited. Mr Wu Cheng-Hua is the son of Mr Wu Chao Ping. |
| 05/12/13 [05/12/13] |
Mr Wu Cheng-Tsu [SSH] | S/U | (10,996) | - | 52,325 | 4.94 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$7,020,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 52324874 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.94000000 (Deemed Interest)Mr Wu Cheng-Tsu is deemed interested in the Shares held by Unit Century Enterprises Limited by virtue of his 24% shareholding interest in Unit Century Enterprises Limited. Mr Wu Cheng-Tsu is the son of Mr Wu Chao Ping. |
| 05/12/13 [05/12/13] |
Unit Century Enterprises Limited [SSH] | S/U | (10,996) | - | 52,325 | 4.94 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$7,020,000 Immediately after the transaction No. of ordinary voting shares/units held: 52324874 (Direct Interest); (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.94000000 (Direct Interest); 0.00000000 (Deemed Interest) |
| 20/11/13 [18/11/13] |
Chen Shin Yung [SSH] | S/U | (4,968) | - | 143,851 | 13.59 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$3,480,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 143850611 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 13.59000000 (Deemed Interest)Mr Chen Shin Yung is deemed interested in the Shares held by China Harvest Enterprises Limited by virtue of his 100% shareholding interest in China Harvest Enterprises Limited. Mr Chen Shin Yung is deemed interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of China Harvest Enterprises Limited's 21.43% shareholding in Pilot Assets Group Limited. |
| 20/11/13 [18/11/13] |
China Harvest Enterprises Limited [SSH] | S/U | (4,968) | - | 143,851 | 13.59 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$3,480,000 Immediately after the transaction No. of ordinary voting shares/units held: 137113611 (Direct Interest); 6737000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 12.95000000 (Direct Interest); 0.64000000 (Deemed Interest)China Harvest Enterprises Limited is deemed to be interested in the 6,737,000 shares held by Pilot Assets Group Limited by virtue of its 21.43% shareholding in Pilot Assets Group Limied. |
| 19/11/13 [19/11/13] |
Unit Century Enterprises Limited [SSH] | S/U | (3,176) | - | 63,321 | 5.98 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$2,400,000 Immediately after the transaction No. of ordinary voting shares/units held: 63320874 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.98000000 (Direct Interest); 0.00000000 (Deemed Interest) |
| 19/11/13 [19/11/13] |
Wu Chao Ping [SSH] | S/U | (3,176) | - | 63,321 | 5.98 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$2,400,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63320874 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.98000000 (Deemed Interest)Mr Wu Chao Ping is deemed interested in the Shares held by Unit Century Enterprises Limited by virtue of his 52% shareholding interest in Unit Century Enterprises Limited. |
| 19/11/13 [19/11/13] |
Wu Cheng-Hua [SSH] | S/U | (3,176) | - | 63,321 | 5.98 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$2,400,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63320874 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.98000000 (Deemed Interest)Mr Wu Cheng-Hua is deemed interested in the Shares held by Unit Century Enterprises Limited by virtue of his 24% shareholding interest in Unit Century Enterprises Limited. Mr Wu Cheng-Hua is the son of Mr Wu Chao Ping. |
| 19/11/13 [19/11/13] |
Wu Cheng-Tsu [SSH] | S/U | (3,176) | - | 63,321 | 5.98 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$2,400,000 Immediately after the transaction No. of ordinary voting shares/units held: 0 (Direct Interest); 63320874 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.98000000 (Deemed Interest)Mr Wu Cheng-Tsu is deemed interested in the Shares held by Unit Century Enterprises Limited by virtue of his 24% shareholding interest in Unit Century Enterprises Limited. Mr Wu Cheng-Tsu is the son of Mr Wu Chao Ping. |
| 19/11/13 [15/11/13] |
Zhou Xunlan [SSH] | S/U | 52,300 | - | 65,952 | 6.23 | Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): HK$31,380,000 Immediately after the transaction No. of ordinary voting shares/units held: 65952000 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 6.23000000 (Direct Interest); 0.00000000 (Deemed Interest) |
| 18/11/13 [15/11/13] |
Sun Hsien Long [DIR] | S/U | (1,800) | - | 4,535 | 0.43 | Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): HK$1,787,000 Immediately after the transaction No. of ordinary voting shares/units held: 4534936 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.43000000 (Direct Interest); 0.00000000 (Deemed Interest) |
| * | DIR - Director (include Directors of related companies) SSH - Substantial Shareholder COY - Company Share Buyback TMRP - Trustee-Manager/Responsible Person |
| ** | S - Shares W - Warrants U - Units R - Rights |
| *** | Direct & Deemed Interests |
Notes